As part of the GIIN’s mission to accelerate the scale and effectiveness of impact investing, we publish job openings from GIIN members and other impact investing leaders.

Client Associate

at RBC Wealth Management SRI Wealth Management Group in San Francisco, CA

About the Job

What is the opportunity?

The SRI Wealth Management Group works as an advisor exclusively to clients who believe their investments are an extension of their values and who want to reach their financial goals while having their investments remain aligned with their values.

Embrace RBC Wealth Management’s core values and culture as an integral part of our branch serving the SRI Wealth Management Group's financial advisors and our clients.

As a Client Associate/Registered Client Associate, become a trusted resource to our clients, advisors and branch. Use your administrative and operational skills to help our advisors manage and grow their business. Demonstrate a client first approach as you meet compliance standards, research and resolve problems, onboard new accounts, process and maintain account records, implement technology changes and prepare correspondence in a fast paced, professional and collaborative environment.

What will you do?

Build and maintain professional relationships with clients by assisting them and answering account questions.

Take initiative to handle account inquiries and customer needs and escalate to financial advisors when appropriate.

Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.

Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH’s in a timely manner.

Maintain confidentiality in accordance with RBC’s Code of Conduct.

Qualifications

What do you need to succeed?

Must-have:

Bachelor’s degree or job-related experience

Strong soft skills including verbal and written communication, people, organizational, and client service skills

Attention to detail coupled with the mindset of how you can make advisors more efficient and effective

Series 7 and 66 (or 63/65) licenses or the willingness to get licensed within 12 months of hire

Ability to adapt to a rapidly changing business and technology environment

Nice-to-have

Current FINRA registrations

Financial services experience

To apply

Email michelle.schiro@rbc.com

RBC Wealth Management SRI Wealth Management Group

About the SRI Wealth Management Group

For more than 30 years, the SRI Wealth Management Group has helped our clients to achieve their financial objectives while driving positive social and environmental impact. We are one of the leading financial advisor teams in the country dedicated exclusively to sustainable and responsible investing. We consult on over $3.0 billion in assets. Our services include institutional planning for endowments, foundations and nonprofits; legacy planning, retirement planning and estate planning services for intergenerational wealth; planning for entrepreneurs and celebrities; providing opportunities for shareholder engagement; and mission-aligned 401ks for plan sponsors. Please visit www.sriwealthmanagement.com.

About RBC

Royal Bank of Canada is Canada’s largest bank, and one of the largest banks in the world, based on market capitalization. We are one of North America’s leading diversified financial services companies, and provide personal and commercial banking, wealth management, insurance, investor services and capital markets products and services on a global basis. We have over 80,000 full- and part-time employees who serve more than 16 million personal, business, public sector and institutional clients through offices in Canada, the U.S. and 37 other countries. For more information, please visit rbc.com.