About the Job
Triple Jump, a Dutch impact investment manager with a global portfolio, is looking for a:
Senior Compliance Officer
Minimum of 32 hours per week, initially for 1 year, based in Amsterdam, the Netherlands
Triple Jump is an impact-focused investment manager that manages and advises several funds in the area of financial inclusion, SME finance, affordable housing, renewable energy and agri. Triple Jump’s mission is to go where investing capital empowers people and improves lives. Triple Jump is headquartered in Amsterdam, and has a strong footprint in the emerging markets with 5 regional offices located in Georgia, Peru, Mexico, Thailand and Kenya. The team consists of over 80 professionals, including 30 different nationalities, with broad field experience and in-depth financial expertise. Triple Jump investment portfolio spans across more than 60 countries.
Triple Jump offers professional asset management services to investors, ranging from asset selection, to portfolio management to fund administration. Triple Jump holds an AIFMD license and is regulated by the Dutch Central Bank and the Authority Financial Markets. Our investor base includes institutional investors, development banks, governments, NGOs, and retail banks, all of whom seek to combine both financial returns with and social/environmental impact.
As a Senior Compliance Officer you will be responsible for identifying, assessing and mitigating compliance and integrity risks within the Company. This entails a wide range of Compliance related tasks and responsibilities, all aimed at managing compliance risks in a highly regulated environment. You will also be the first point of contact for privacy related issues.
As an independent advisor, with countervailing power, you will have a direct report to the Supervisory Board. On a periodical basis, you will identify and address compliance issues with the Executive Board. For daily responsibilities, you will report to the General Counsel and work in close consultation with the Risk- and Internal Audit Department. The position also requires frequent interaction with the regional investment teams, however, the need to travel to countries where Triple Jump is active is limited.
Provide guidance and advise on compliance & regulatory policies and developments;
Develop, maintain and update such policies and procedures in line with (new) regulatory requirements;
Compliance monitoring and record keeping;
Identifying compliance risks and regulatory requirements;
Conduct integrity risk assessments, establish SIRA;
Further development and strengthening of the compliance program;
Enhancing risk mitigation measurements and controls;
Conducting and providing compliance training to the business;
Prepare and/or respond to regulatory inquiries;
Compliance reporting to the Executive Board/Supervisory Board;
Collaboration with external compliance advisors and management of compliance related projects (in collaboration with external parties).
A university degree in legal, business or compliance studies;
Strong knowledge of EU financial regulation related to financial markets, especially relating to asset management and advisory services (MiFID and AIFMD);
Relevant experience in a compliance function (> 5 years);
Specific knowledge on CDD, AML and Privacy;
Strong understanding of the asset management industry;
Capable of independent decision-making;
Team player, with countervailing power;
Affinity with Triple Jump’s mission and vision;
Fluent in English, good knowledge of Dutch, Spanish and/or French preferred;
No disqualifications that would prevent successful supervisory pre-employment screening;
Possess a valid working permit for the European Union.
Triple Jump offers you
A salary competitive for the impact investing sector, 13th month, plus benefits such as a variable part up to a maximum of 10% of your salary. The package includes 28 days of annual leave, based on a full-time contract;
A dynamic, multi-cultural and collegial working environment;
The position is initially for 1 year;
Social activities such as weekly boot camp and an annual team week where all staff gathers in Amsterdam;
Good work-life balance in the Amsterdam Area.
Triple Jump B.V.
Triple Jump is an independent, responsible investment manager focused on impact investing in emerging markets. We are headquartered in Amsterdam, the Netherlands with regional offices in Georgia, Peru, Mexico, Thailand and Kenya. Our investment portfolio spans more than 60 countries.
Triple Jump targets financial sector development and invests in institutions that service the bottom of the pyramid. Triple Jump offers professional fund management services to investors, ranging from asset selection, to portfolio management to fund administration. Thanks to mandates from multiple investors Triple Jump can provide services to financial intermediaries in all stages of their development. Triple Jump’ investees include financial institutions (ranging from NGOs receiving their first funding to regulated banks) and investment funds in developing countries.